Compliance Monthly

Supporting documents for compliance monthly meetings

Compliance Monthly

Monthly meetings attended by each member firms Heads of Compliance to discuss matters that affect the day to day implementation of regulatory objectives e.g. MAR, Senior Management & Certification Regime, GDPR, Anti Money Laundering and Financial Crime etc

Meetings are usually held on the first Wednesday each month, between 08:30 and 10:00 (subject to change).

On this page are the agendas (including links to external resources) from each meeting and other documents that support the items discussed.

2024    
May Agenda Regulatory Activities & Initiatives
April Agenda Regulatory Activities & Initiatives
March Agenda Regulatory Activities & Initiatives
February Agenda Regulatory Activities & Initiatives
January Agenda Regulatory Activities & Initiatives
2023    
December Agenda Regulatory Activities & Initiatives
November Agenda Regulatory Activities & Initiatives
October Agenda Regulatory Activities & Initiatives
September Agenda Regulatory Activities & Initiatives
August Agenda Regulatory Activities & Initiatives
July Agenda Regulatory Activities & Initiatives
June Agenda Regulatory Activities & Initiatives
May Agenda Regulatory Activities & Initiatives
April Agenda Regulatory Activities & Initiatives
March Agenda Regulatory Activities & Initiatives
February Agenda Regulatory Activities & Initiatives
January Agenda Regulatory Activities & Initiatives
2022    
December Agenda Regulatory Activities & Initiatives
November Agenda Regulatory Activities & Initiatives
October Agenda Regulatory Activities & Initiatives
September Agenda Regulatory Activities & Initiatives
August Agenda Regulatory Activities & Initiatives
July Agenda Regulatory Activities & Initiatives
June Agenda Regulatory Activities & Initiatives
May Agenda Regulatory Activities & Initiatives
April Agenda Regulatory Activities & Initiatives
March Agenda Regulatory Activities & Initiatives
February Agenda Regulatory Activities & Initiatives
January Agenda Regulatory Activities & Initiatives
2021    
December Agenda Regulatory Activities & Initiatives
November Agenda Regulatory Activities & Initiatives
October Agenda Regulatory Activities & Initiatives
September Agenda Regulatory Activities & Initiatives
August Agenda Regulatory Activities & Initiatives
July Agenda Regulatory Activities & Initiatives
June Agenda Regulatory Activities & Initiatives
May Agenda Regulatory Activities & Initiatives
April Agenda Regulatory Activities & Initiatives
March Agenda Regulatory Activities & Initiatives
February Agenda Regulatory Activities & Initiatives
January Agenda Regulatory Activities & Initiatives
2020    
December Agenda  
November Agenda  
October Agenda  
September Agenda Policy Articles from 16 July to 3 September 2020
August Agenda  
July Agenda EVIA LEBA Covid19 Roundup